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Global situation of undertakings for collective investment at the end of September 2024

6 November 2024

Press release 24/28
As at 30 September 2024, the total net assets of undertakings for collective investment, comprising UCIs subject to the 2010 Law, specialised investment funds and SICARs, amounted to EUR 5,659.544 billion compared to EUR 5,638.940 billion as at 31 August 2024, i.e.…

Reminder: new procedures dedicated to the Audit Profession

6 November 2024

(published on 22 October 2024, updated on 6 November 2024)
Starting from 18 November 2024, the CSSF will make available in eDesk all procedures related to the audit profession (candidates, statutory auditors and audit firms). Audit professionals will be able to manage: Their career as…

Warning concerning persons misusing the name of the Chair of the CSSF Board

30 October 2024

The Commission de Surveillance du Secteur Financier (CSSF) warns the public of fraudsters who misuse the name of the Chair of the CSSF Board, Maureen Wiwinius. The CSSF points out that it does not contact supervised entities or any other entities through its Board to…

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Warning concerning fraudulent activities by persons misusing the name of SOFISA FINANCE S.A. SICAF-FIS

6 November 2024 - Warning

Please refer to the warning for further information.

FATF: Public Consultation on AML/CFT and Financial Inclusion – proposed changes to FATF Standards

6 November 2024 - Public consultation

The consultation runs until 6 december 2024 (18h00 CET). Further information can be found on the FATF website.

Reminder: new procedures dedicated to the Audit Profession

6 November 2024 - Communiqué

(published on 22 October 2024, updated on 6 November 2024)
Starting from 18 November 2024, the CSSF will make available in eDesk all procedures related to the audit profession (candidates, statutory auditors and audit firms). Audit professionals will be able to manage: Their career as…

Global situation of undertakings for collective investment at the end of September 2024

6 November 2024 - Press release

Press release 24/28
As at 30 September 2024, the total net assets of undertakings for collective investment, comprising UCIs subject to the 2010 Law, specialised investment funds and SICARs, amounted to EUR 5,659.544 billion compared to EUR 5,638.940 billion as at 31 August 2024, i.e.…

Reminder - New U1.1 reporting transmission procedures

31 October 2024 - Communiqué

(published on 12 September 2024, updated on 31 October 2024)
As announced in the 5 April 2024 communication regarding the direct submission of filings to the CSSF, the methods for transmitting U1.1 reports will change from 15 November 2024. The expected reports may be transmitted…

Warning concerning the website www.bytreal.com

31 October 2024 - Warning

Please refer to the warning for further information.

Warning concerning persons misusing the name of the Chair of the CSSF Board

30 October 2024 - Warning

The Commission de Surveillance du Secteur Financier (CSSF) warns the public of fraudsters who misuse the name of the Chair of the CSSF Board, Maureen Wiwinius. The CSSF points out that it does not contact supervised entities or any other entities through its Board to…

Circular CSSF 24/864

28 October 2024 - CSSF circular

Application of the Guidelines of the European Banking Authority (“EBA”) on resubmission of historical data under the EBA reporting framework (EBA/GL/2024/04)

Annex of Circular CSSF 22/822

28 October 2024 - Annex to a CSSF circular

1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed 2) jurisdictions under increased monitoring of the FATF Version of 28 October 2024

Administrative penalty of 22 July 2024

28 October 2024 - Administrative sanction

Administrative penalty imposed on a réviseur d’entreprises agréé (approved statutory auditor)

Warning concerning the usurpation of the name and logo of the CSSF

28 October 2024 - Warning

Please refer to the warning for further information.

Warning concerning fraudulent activities by persons misusing the name of Advanzia Bank S.A.

28 October 2024 - Warning

Please refer to the warning for further information.

ELTIF Communiqué – Update of the existing ELTIF application questionnaire

25 October 2024 - Communiqué

The Commission Delegated Regulation (EU) 2024/2759 (hereinafter “Delegated Regulation”) relating to European long-term investment funds (“ELTIF”) has been published today, 25 October 2024, in the Official Journal of the European Union. It enters into force on the day following its publication. This means that new…

CSSF communiqué concerning the publication of Q&A CNC 24/033 on the impact of change in the consolidation scope of a group regarding the assessment of size criteria (only in French)

23 October 2024 - Communiqué

La CSSF souhaite attirer l’attention sur la publication par la Commission des normes comptables (CNC) de la « Questions / Réponses CNC 24/033 (« Q&A CNC 24/033 ») intitulée « Incidences du changement de périmètre de consolidation d’un groupe sur l’appréciation des critères de taille » qui est accessible en ligne…

CSSF thematic review on the delegation of the portfolio management function by investment fund managers (IFMs) – CSSF Feedback report

23 October 2024 - Studies and reports

Communication on the CSSF thematic review on the delegation of the portfolio management function by investment fund managers (IFMs) – CSSF Feedback report

23 October 2024 - Communiqué

From 2021 to 2024, the CSSF carried out a thematic review on the supervision of the delegation of the portfolio management function by investment fund managers with a view to monitoring compliance with the UCITS and/or AIFMD framework and protecting the investors’ interests. Following the…

Circular CSSF 24/863

21 October 2024 - CSSF circular

Guidelines on funds’ names using ESG or sustainability-related terms
Communiqué of 21 October 2024

Communication to the investment fund industry in relation to the ESMA Guidelines on funds’ names using ESG or sustainability-related terms

21 October 2024 - Communiqué

This communiqué is a follow-up to the CSSF communiqué published on 21 August 2024 announcing the publication of the translations of the ESMA Guidelines on funds’ names using ESG or sustainability-related terms (the “Guidelines”) in all EU official languages on the ESMA website . The…

Warning concerning fraudulent activities performed under the name of the Luxembourg company Dinamik S.A.

18 October 2024 - Warning

Please refer to the warning for further information.

Circular CSSF-CODERES 24/20

17 October 2024 - CSSF circular

Adoption of the Guidelines of the European Banking Authority (EBA/GL/2024/04) on resubmission of historical data under the EBA reporting framework

Reminder of the procedures of transmission for Key Information Document (KID) and official documents (MR/AI)

16 October 2024 - Communiqué

(published on 16 September 2024, updated on 16 October 2024)
As announced in the 5 April 2024 communication regarding the direct submission of filings to the CSSF, the collection procedures for the Key Information Document (KID) and the official documents (MR/AI) will change starting 15…

Warning concerning the fraudulent activities carried out by CDF Global S.A. and Electi S.A.

16 October 2024 - Warning

Please refer to the warning for further information.

Warning concerning the fraudulent activities carried out by Millers Capital Investments

15 October 2024 - Warning

Please refer to the warning for further information.

Communication regarding ESMA Questions and Answers

15 October 2024 - Communiqué

The CSSF draws the public’s attention to the fact that the PDF documents of ESMA’s Questions and Answers on its website have been replaced by a direct link to ESMA’s Q&A Tool. The CSSF reminds that some ESMA PDF documents have not been updated since…

Circular CSSF-CPDI 24/42

9 October 2024 - CSSF circular

Survey on the amount of covered deposits held on 30 September 2024

Warning concerning the fraudulent activities carried out by Vourteige

8 October 2024 - Warning

Please refer to the warning for further information.

CSSF Regulation No 24-07 of 3 October 2024 (only in French)

8 October 2024 - CSSF regulation

relating to: 1) the establishment of a list of Master’s degrees or diplomas corresponding to equivalent training which satisfy the requirements referred to in paragraphs 1 and 2 of Article 2 of the Grand-ducal Regulation of 14 December 2018 determining the requirements for the professional…

Administrative sanction of 1 July 2024

7 October 2024 - Administrative sanction

Administrative sanction imposed on a réviseur d’entreprises agréé (approved statutory auditor)

CSSF Regulation No 24-06 of 30 September 2024 (only in French)

7 October 2024 - CSSF regulation

on the setting of the countercyclical buffer rate for the fourth quarter of 2024

FAQ on the AML/CFT Summary Report RC (“SRRC”) on compliance with AML/CFT obligations in accordance with Circular CSSF 24/854

Updated on 7 October 2024 - CSSF FAQ

26 October 2024: End of the Transition Period under the EMIR RTS and ITS on reporting

7 October 2024 - Communiqué

Following the CSSF’s Press Release 22/33 on EMIR Refit reporting that was published on 21 December 2022 and in accordance with Article 10 of the Commission Implementing Regulation (EU) 2022/1860 of 10 June 2022 laying down implementing technical standards for the application of EMIR, counterparties…

Results of the DORA readiness survey conducted in September 2024

7 October 2024 - Communiqué

The CSSF launched in August 2024 a DORA readiness survey to nearly 500 entities which will fall under the DORA regulation, applicable as from 17 January 2025. The objectives of the survey were twofold: Primarily, to assess the level of readiness as of 1 September by…

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