ESMA clarifies position on call taping under MiFID II
Considering the exceptional circumstances created by the COVID-19 outbreak, the European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has issued a Public Statement to clarify issues regarding the application by firms of the MiFID II requirements on the recording of telephone conversations.
Please find below a link to the document:
The CSSF, in coordination with ESMA and the other national competent authorities, continues to monitor developments in financial markets, including the application of relevant EU requirements by market participants, as a result of the COVID-19 situation.