Circular CSSF 07/307 (as amended by Circulars CSSF 13/560, 13/568, 14/585 and 23/841)
MiFID: Conduct of business rules in the financial sector
Related documents
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13 October 2023
Circular CSSF 23/841
1) Application of the Guidelines of the European Securities and Markets Authority (“ESMA”) on certain aspects of the MiFID II remuneration requirements (ESMA35-43-3565) 2) Repeal of Circular CSSF 14/585 3) Modification of Circular CSSF 07/307
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28 June 2013
Circular CSSF 13/568
Entry into force on 1 July 2013 of Circular CSSF 12/552 on central administration, internal governance and risk management: update of the references in IML/CSSF circulars and details regarding the scope of the annual long form audit report pursuant to…
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19 February 2013
Circular CSSF 13/560
Addition of an Annex IV to Circular CSSF 07/307, transposing the guidelines of the European Securities and Markets Authority (ESMA) concerning Chapter 6 – Suitability test – of Circular CSSF 07/307
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25 February 2014 - Archived on 13 October 2023
Circular CSSF 14/585 repealed by Circular CSSF 23/841
Transposition of the European Securities Markets Authority’s (ESMA) guidelines on remuneration policies and practices (MiFID) – Addition of Annexe V to Circular CSSF 07/307
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2 August 2000 - Archived on 31 July 2007
Circular CSSF 00/15 (as amended by Circular CSSF 05/177) repealed by Circular CSSF 07/307