Publication and Data

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39 Result(s)

Form

Published on 13.02.2025

UCI notification in accordance with Circular CSSF 24/856

Lien

Link
Form

Published on 21.10.2024

Fund naming confirmation letter accompanying the submission of the fund prospectus/issuing document (“Prospectus”) updated in accordance with the ESMA Guidelines on funds’ names (“GL”) under the priority processing procedure (“PPP”)

Version 1.0

DOCX (142.75Kb)
Form

Updated on 03.07.2024 - Published on 25.06.2024

CSSF Annex to the Notification Letter under Articles 17 and 18 of the UCITS Directive

Version 3.0

DOCX (114.8Kb)
Form

Updated on 23.07.2024 - Published on 25.06.2024

Notification letter – Notification of person responsible for a branch related to the intention of a Management Company to establish a branch in a Member State other than its Home Member State in accordance with Article 17, paragraph (2), letter (D), of Directive 2009/65/EC

Version 3.0

DOCX (115.55Kb)
Form

Updated on 23.12.2024 - Published on 25.06.2024

Notification letter – Notification made by a Management Company of its intention to pursue the activities for which it has been authorised in another Member State in accordance with Article 17(2) or Article 18(1) of Directive 2009/65/EC

Version 4

DOCX (127.14Kb)
Form

Updated on 17.04.2024 - Published on 19.10.2023

IFM – Tied agent notification form for the cessation of the use of a tied agent in another Member State

Version 2.0

DOCX (114.93Kb)
Form

Updated on 17.04.2024 - Published on 19.10.2023

IFM – Additional information to the tied agent notification form

Additional information to be provided

Version 2.0

DOCX (118.77Kb)
Form

Updated on 17.04.2024 - Published on 19.10.2023

IFM – Tied agent notification and change of tied agent particulars notification form

Version 2.0

DOCX (121.62Kb)
Form

Published on 07.07.2023

Separate report

eDesk form

Lien

Link
Form

Published on 07.07.2023

Self-assessment questionnaire

eDesk form

Lien

Link
Form

Published on 07.07.2023

Management letter

eDesk form

Lien

Link
Form

Published on 17.02.2023

Notification of critical or important ICT outsourcing

Version 2

DOCX (147.24Kb)
Form

Updated on 03.11.2023 - Published on 19.01.2023

Investment Fund Managers (“IFM”) – type(s) of requested authorisation(s)-registration(s)

Version 1.1

DOCX (102.87Kb)
Form

Updated on 03.11.2023 - Published on 19.01.2023

Authorised investment fund managers (“IFMs”) – Type(s) of requested change(s)

Version 1.1

DOCX (102.48Kb)
Form

Published on 06.09.2022

Confirmation letter for the purpose of CSSF visa stamping of AIF prospectus/issuing document updated in relation to the pre-contractual disclosure requirements specified in the Commission Delegated Regulation 2022/1288 of 6 April 2022 supplementing Regulation (EU) 2019/2088 (“CDR”)

DOCX (44.81Kb)
Form

Updated on 31.10.2022 - Published on 06.09.2022

Confirmation letter for the purpose of CSSF visa stamping of UCITS prospectus updated in relation to the pre-contractual disclosure requirements specified in the Commission Delegated Regulation 2022/1288 of 6 April 2022 supplementing Regulation (EU) 2019/2088 (“CDR”)

DOCX (50.67Kb)
Form

Updated on 13.03.2025 - Published on 24.08.2022

Notification template for delegating critical or important UCI administration tasks

Version 2.1

DOCX (169.5Kb)
Form

Published on 01.07.2022

Notification template for outsourcing a critical or important business process (BPO)

DOCX (169.68Kb)
Form

Published on 30.05.2022

AML/CFT Market Entry Form

Lien

Link
Form

Published on 30.05.2022

Annual AML/CFT questionnaire

Lien

Link

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