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192 Result(s)
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Administrative sanction
Published on 24.09.2020
Administrative sanction of 1 April 2020
Administrative sanction imposed on the investment fund manager Notz, Stucki Europe S.A.
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Administrative sanction
Published on 16.09.2020
Administrative sanction of 17 January 2020
Administrative sanction imposed on the investment fund manager Edmond de Rothschild Asset Management (Luxembourg) S.A.
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Administrative sanction
Published on 20.08.2020
Administrative fine of 20 August 2020
Administrative fine imposed under Article 25(2) of the Transparency Law on 20 August 2020
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Administrative sanction
Published on 10.08.2020
Administrative sanction of 16 March 2020
Administrative sanction imposed on the credit institution Banque Internationale à Luxembourg S.A.
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Administrative sanction
Published on 30.07.2020
Administrative penalty of 3 June 2020
Administrative penalty against the professional of the financial sector VISTRA (Luxembourg) S.à.r.l.
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Administrative sanction
Published on 28.07.2020
Administrative sanction of 27 April 2020
Administrative sanction imposed on a réviseur d’entreprises agréé (approved statutory auditor)
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Administrative sanction
Published on 28.07.2020
Administrative sanction of 27 April 2020
Administrative sanction imposed on a réviseur d’entreprises agréé (approved statutory auditor)
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Administrative sanction
Published on 18.06.2020
Administrative sanction of 17 June 2020
Administrative sanction imposed on Öhman Bank S.A.
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Administrative sanction
Published on 20.04.2020
Administrative penalty of 27 February 2020
Administrative penalty imposed on the credit institution Compagnie de Banque Privée Quilvest S.A.
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Administrative sanction
Published on 09.04.2020
Administrative penalty of 28 November 2019
Administrative penalty imposed on a support PFS
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Administrative measure
Published on 27.03.2020
Administrative measure
Decision to no longer consider Mr Marc AMBROISIEN of good repute
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Administrative measure
Published on 09.09.2019
Administrative measure of 10 May 2019
Decision regarding the absence of Mr Fabien GAGLIO’s good repute
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