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124 Result(s)
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CSSF circular
Published on 30.07.2021
Circular CSSF 21/779
Adoption of the Guidelines of the European Securities and Market Authority (“ESMA”) on certain aspects of the MiFID II compliance function requirements (ESMA35-36-1952)
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Statement
Published on 19.07.2021
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Guidelines
Published on 12.07.2021
ESMA Guidelines on outsourcing to cloud providers
ESMA50-164-4285
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Statement
Published on 15.01.2021
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CSSF regulation
Published on 24.12.2020
CSSF Regulation No 20-09 of 14 December 2020
amending CSSF Regulation No 20-02 of 29 June 2020 on the equivalence of certain third countries with respect to supervision and authorisation rules for the purpose of providing investment services or performing investment activities and ancillary services by third-country firms
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CSSF circular
Published on 07.12.2020
Circular CSSF 20/757
Introduction of Circular CSSF 20/758 on central administration, internal governance and risk management, and repeal of Circular CSSF 12/552 for investment firms, as amended by Circulars CSSF 13/563, 14/597, 16/642, 16/647, 17/655 and 20/750, on central administration, internal governance and risk management
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CSSF circular
Updated on 30.06.2022 - Published on 07.12.2020
Circular CSSF 20/758 (as amended by Circulars CSSF 21/785 and CSSF 22/806)
on central administration, internal governance and risk management
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Opinion
Published on 03.07.2020
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CSSF circular
Published on 01.07.2020
Circular CSSF 20/743
Amendment of Circular CSSF 19/716 on the provision in Luxembourg of investment services or performance of investment activities and ancillary services in accordance with Article 32-1 of the LFS
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CSSF regulation
Updated on 20.07.2022 - Published on 01.07.2020
CSSF Regulation No 20-02 of 29 June 2020 (consolidated version)
on the equivalence of certain third countries with respect to supervision and authorisation rules for the purpose of providing investment services or performing investment activities and ancillary services by third-country firms
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CSSF FAQ
Updated on 17.11.2022 - Published on 14.04.2020
CSSF FAQ – MiFID II/MiFIR
Version of 17 November 2022
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Law
Updated on 01.06.2023 - Published on 25.03.2020
Law of 25 March 2020 (consolidated version)
establishing a central electronic data retrieval system related to IBAN accounts and safe-deposit boxes
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EU FAQ
Published on 18.02.2020
Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics
Lien vers le Q&A Tool de l’ESMA
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EU FAQ
Published on 06.12.2019
ESMA Questions and Answers on MiFID II and MiFIR market structures topics
Link to the ESMA Q&A Tool
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EU FAQ
Published on 06.12.2019
Questions and Answers on MiFIR data reporting
Link to the ESMA Q&A Tool
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EU FAQ
Published on 05.12.2019
Questions and Answers on MiFID II and MiFIR transparency topics
Link to the ESMA Q&A Tool
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CSSF circular
Published on 19.07.2019
Circular CSSF 19/723
ESMA Guidelines on the application of the definitions of commodity derivatives in Sections C6 and C7 of Annex I of MiFID II
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CSSF regulation
Published on 26.06.2019
CSSF Regulation No 19-06 of 26 June 2019
restricting the marketing, distribution or sale of contracts for differences to retail clients
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CSSF regulation
Published on 26.06.2019
CSSF Regulation No 19-05 of 26 June 2019
prohibiting the marketing, distribution or sale of binary options to retail clients
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Guidelines
Published on 05.06.2019
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