Regulatory framework

relating to the Law of 23 December 2016 1. transposing Directive 2014/17/EU of the European Parliament and of the Council of 4 February 2014 on credit agreements for consumers relating to residential immovable property and amending Directives 2008/48/EC and 2013/36/EU and Regulation (EU) No 1093/2010; and 2. amending the Consumer Code (hereinafter, “Law of 23 December 2016”)

Application of the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended (hereinafter “AML/CFT Law”) and of the Grand-ducal Regulation of 1 February 2010 providing details on certain provisions of the AML/CFT Law (“AML/CFT GDR”) to predicate tax offences

Adoption of the guidelines issued by the European Banking Athority (EBA) on the provision of information in summary or collective form for the purposes of Article 84(3) of Directive 2014/59/EU (“Banking Recovery and Resolution Directive”, “BRRD” for short), (EBA/GL/2016/03)

Adoption of the guidelines issued by the European Banking Authority (EBA) on the provision of information in summary or collective form for the purposes of Article 84(3) of Directive 2014/59/EU (“Banking Recovery and Resolution Directive”, “BRRD” for short), (EBA/GL/2016/03)

on classes of arrangements to be protected in a partial property transfer under Article 76 of Directive 2014/59/EU of the European Parliament and of the Council (Text with EEA relevance)

correcting Delegated Regulation (EU) 2016/2251 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards for risk-mitigation techniques for OTC derivative contracts not cleared by a central counterparty

Guidelines of the European Securities and Markets Authority (ESMA) in relation to the factors, the steps and the records that the persons receiving the market soundings will have to consider and implement according to Article 11(11) of Regulation (EU) No 596/2014 on market abuse (“MAR”)

ESMA71-1154262120-153

on the modification of the regulatory part of the consumer code

amending Regulation (EU) No 1286/2014 on key information documents for packaged retail and insurance-based investment products as regards the date of its application (Text with EEA relevance)

on market abuse

on end-of-season sales and sidewalk sales and misleading and comparative advertising

Update of Circular CSSF 12/552 on the central administration, internal governance and risk management following the adoption of the EBA Guidelines relating to the limits on exposures to shadow banking entities which carry out banking activities outside a regulated framework under Article 395(2) of Regulation No 575/2013 (EBA/GL/2015/20)

on the setting of the countercyclical buffer rate for the first quarter of 2017

amending Regulation (EU) No 648/2012 of the European Parliament and of the Council as regards the extension of the transitional periods related to pension scheme arrangements (Text with EEA relevance)

on the reciprocity of the systemic risk buffer rate of 1% adopted by the Central bank of Estonia

on the activities and supervision of institutions for occupational retirement provision (IORPs)