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1771 Result(s)
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Law
Updated on 28.07.2023 - Published on 23.07.2016
Law of 23 July 2016 (consolidated version)
on reserved alternative investment funds
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Law
Updated on 01.01.2023 - Published on 23.07.2016
Law of 23 July 2016 (consolidated version)
concerning the audit profession
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Prohibition and restrictive measure
Published on 21.07.2016
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RTS
Published on 19.07.2016
Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 (RTS 6)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading
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RTS
Published on 14.07.2016
Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms
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RTS
Published on 14.07.2016
Commission Delegated Regulation (EU) 2016/2022 of 14 July 2016
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards concerning the information for registration of third-country firms and the format of information to be provided to the clients
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RTS
Published on 14.07.2016
Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 (RTS 11)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds
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RTS
Published on 14.07.2016
Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 (RTS 1)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser
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RTS
Published on 14.07.2016
Commission Delegated Regulation (EU) 2017/586 of 14 July 2016
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations
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RTS
Published on 14.07.2016
Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 (RTS 23)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities
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RTS
Published on 14.07.2016
Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 (RTS 7)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues
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RTS
Published on 14.07.2016
Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 (RTS 2)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives
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Guidelines
Published on 11.07.2016
ESMA Guidelines on cross-selling practices
ESMA/2016/574
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EU directive
Published on 06.07.2016
Directive (EU) 2016/1148 of the European Parliament and of the Council of 6 July 2016
concerning measures for a high common level of security of network and information systems across the Union
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CSSF regulation
Published on 01.07.2016
CSSF Regulation No 16-07
relating to out-of-court complaint resolution
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EU regulation
Published on 30.06.2016
Council Regulation (EU) 2016/983 of 20 June 2016
repealing Regulation (EC) No 234/2004 concerning certain restrictive measures in respect of Liberia
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ITS
Published on 29.06.2016
Commission Implementing Regulation (EU) 2016/1055 of 29 June 2016
laying down implementing technical standards with regard to the technical means for appropriate public disclosure of inside information and for delaying the public disclosure of inside information in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council
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RTS
Published on 29.06.2016
Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016
supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions
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RTS
Published on 29.06.2016
Commission Delegated Regulation (EU) 2017/582 of 29 June 2016 (RTS 26)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards specifying the obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing
-
Guidelines
Published on 27.06.2016
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