1726 Result(s)
-
Grand-ducal regulation
Published on 20.09.2005
Grand-ducal Regulation of 20 September 2005
establishing the criteria of competence, good repute and financial soundness required for the authorisation of non-EU professionals as asset managers of institutions for occupational retirement provision in the form of pension savings companies with variable capital (sepcav) and pension savings associations (assep)
-
Law
Updated on 22.07.2024 - Published on 05.08.2005
Law of 5 August 2005 (coordinated version)
on financial collateral arrangements
-
CSSF circular
Published on 29.07.2005
Circular CSSF 05/201
Entry into force of the Law of 13 July 2005 on institutions for occupational retirement provision in the form of pension savings companies with variable capital (SEPCAVs) and pension savings associations (ASSEPs)
-
EU regulation
Published on 18.07.2005
Council Regulation (EC) No 1183/2005 of 18 July 2005
imposing certain specific restrictive measures directed against persons acting in violation of the arms embargo with regard to the Democratic Republic of the Congo
-
Law
Updated on 15.12.2019 - Published on 13.07.2005
Law of 13 July 2005 (coordinated version)
on institutions for occupational retirement provision in the form of a SEPCAV and an ASSEP
-
Law
Updated on 15.12.2019 - Published on 13.07.2005
Law of 13 July 2005 (coordinated version)
concerning the activities and supervision of the institutions for occupational retirement provision
-
CSSF circular
Published on 26.05.2005
Circular CSSF 05/187 (completed by Circular CSSF 10/433)
Financial information to be submitted to the CSSF by the “other professionals of the financial sector” (PFS) on a periodic basis
-
CSSF circular
Published on 25.05.2005
Circular CSSF 05/186
Guidelines of the Committee of European Securities Regulators (CESR) regarding the application of transitional measures resulting from Directives 2001/107/EC and 2001/108/EC (UCITS III) amending Directive 85/611/EEC (UCITS I)
-
CSSF circular
Published on 06.04.2005
Circular CSSF 05/177
Abolition of any prior control by the CSSF of advertising material used by persons and companies supervised by the CSSF; abrogation of point II. of Chapter L. of IML circular 91/75; abrogation of the two last sentences of point IV. 5.11 of CSSF circular 2000/15
-
EU directive
Published on 15.12.2004
Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004
on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC
-
Law
Updated on 13.12.2024 - Published on 12.11.2004
Law of 12 November 2004 (coordinated version)
on the fight against money laundering and terrorist financing
-
CSSF circular
Updated on 30.06.2022 - Published on 27.09.2004
Circular CSSF 04/155 (as amended by Circular CSSF 22/806)
The Compliance function
-
CSSF circular
Published on 17.06.2004
Circular CSSF 04/146
Protection of undertakings for collective investment and their investors against Late Trading and Market Timing practices
-
Law
Updated on 28.07.2023 - Published on 15.06.2004
Law of 15 June 2004 (coordinated version)
relating to the investment company in risk capital (SICAR)
-
EU directive
Published on 21.04.2004
Directive 2004/25/CE du Parlement européen et du Conseil du 21 avril 2004
concernant les offres publiques d’acquisition
-
CSSF circular
Published on 24.03.2004
Circular CSSF 04/132
Repeal of circular CAB 91/3
-
Law
Updated on 22.07.2024 - Published on 22.03.2004
Law of 22 March 2004 (coordinated version)
on securitisation
-
EU recommendation
Published on 19.02.2004
Council Regulation (EC) No 314/2004 of 19 February 2004
concerning certain restrictive measures in respect of Zimbabwe
-
EU directive
Published on 04.11.2003
Directive 2003/71/EC of the European Parliament and of the Council of 4 November 2003
on the prospectus to be published when securities are offered to the public or admitted to trading and amending Directive 2001/34/EC
-
CSSF circular
Updated on 06.02.2024 - Published on 21.10.2003
Circular CSSF 03/113 (as amended by Circulars CSSF 10/486, CSSF 21/768 and CSSF 24/853)
Practical rules concerning the role of the réviseurs d’entreprises agréés (approved statutory auditors) in investment firms