Search Results for Internal governance

Internal governance

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178 Result(s)

Technical document

Published on 19.01.2024

Summary table of information systems for internal use (Reference RD-11)

In accordance with Annex 2 to Circular CSSF 24/850 and point 2.6.1. of Annex 1 to Circular CSSF 24/850.

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CSSF FAQ

Published on 03.06.2016

FAQ in relation to the acceptability of external experts to exercise the function of internal audit of a supervised entity of the financial sector (only in French)

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Published on 27.06.2024

Pillar 3 framework

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Communiqué

Published on 20.07.2022

The European Banking Authority published the Guidelines on the role and responsibilities of the AML/CFT compliance officer (the “Guidelines”)

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Communiqué

Published on 15.05.2024

ESMA publishes its Final Report on Guidelines on funds’ names using ESG or sustainability-related terms

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Communiqué

Published on 06.02.2024

Publication of Circular CSSF 24/853 on the revised long form report for investment firms

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Communiqué

Published on 14.12.2023

Reminder of professional obligations – Law of 25 March 2020, as amended, establishing a central electronic data retrieval system related to payment accounts and bank accounts identified by IBAN and safe-deposit boxes held by credit institutions in Luxembourg (“Central System” or “CRBA”)

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Communiqué

Published on 30.06.2023

SFDR data collection exercise applicable to investment fund managers (IFMs) and institutions for occupational retirement provision (IORPs) on periodic disclosures in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector (SFDR) and Regulation (EU) 2020/852 on the establishment of a framework to facilitate sustainable investment (TR)

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Communiqué

Published on 01.02.2023

SFDR data collection exercise for investment fund managers (IFMs) on regulatory requirements in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector (SFDR)

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Communiqué

Published on 22.12.2022

Publication of Circular CSSF 22/824 – Application of the Guidelines of the European Banking Authority on Loan Origination and Monitoring (EBA/GL/2020/06)

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Video

Published on 08.09.2022

Circular CSSF 21/773 on the management of climate-related and environmental risks – Claude Wampach (Annual Report 2021)

Lien

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Communiqué

Published on 09.01.2025

Publication of Circular CSSF 25/870 amending Circular CSSF 24/853 on the revised long form report for investment firms

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Communiqué

Published on 02.07.2024

Adoption of the new banking package – (CRR III/CRD VI)

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Communiqué

Published on 07.03.2024

Payment of variable remuneration in non-SNI IFR investment firms: findings of non-compliance during the EBA’s benchmarking exercise on remuneration practices for financial year 2022

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Communiqué

Published on 24.03.2023

SFDR data collection exercise applicable to investment fund managers (IFMs) and institutions for occupational retirement provision (IORPs) on precontractual disclosures in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector (SFDR) and Regulation (EU) 2020/852 on the establishment of a framework to facilitate sustainable investment (TR)

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Communiqué

Published on 30.03.2022

Circular CSSF 21/769 on teleworking will apply as from 1 July 2022

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Communiqué

Published on 05.08.2021

The EBA consults on draft Guidelines on the role, tasks and responsibilities of AML/CFT compliance officers

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Communiqué

Published on 17.02.2025

Sample of credit institutions and investment firms in scope of the EBA data collection exercise on benchmarking of diversity practices

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Form

Published on 13.02.2025

UCI notification in accordance with Circular CSSF 24/856

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CSSF circular

Published on 09.01.2025

Circular CSSF 25/870

amending Circular CSSF 24/853 on the revised long form report for investment firms

Long Form Report – Practical rules concerning the self-assessment questionnaire to be submitted by investment firms – Mission and related reports of the réviseurs d’entreprises agréés (approved statutory auditors)

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