Search Results for “Internal governance” – Page 6

Studies and reports

Published on 25.01.2023

2022 Thematic Review: STOR Obligations of IFMs

General findings and observations

Public consultation

Published on 30.12.2022

Consultation paper on Guidelines

1) amending Guidelines EBA/2021/02 on customer due diligence and the factors credit and financial institutions should consider when assessing the money laundering and terrorist financing risk associated with individual business relationships and occasional transactions (‘The ML/TF Risk Factors Guidelines’) under Articles 17 and 18(4) of Directive (EU) 2015/849, and
2) introducing Guidelines on policies and controls for the effective management of money laundering and terrorist financing (ML/TF) risks when providing access to financial services under Directive (EU) 2015/849

Link

CSSF circular

Published on 22.12.2022

Circular CSSF 22/824

Application of the Guidelines of the European Banking Authority on Loan Origination and Monitoring (EBA/GL/2020/06)

PDF (920.96Kb)

CSSF FAQ

Updated on 18.12.2024 - Published on 02.12.2022

CSSF FAQ Sustainable Finance Disclosure Regulation (SFDR)

The FAQs aim at providing further clarity on aspects of Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial sector (SFDR).
Version 4

PDF (178.52Kb)

Video

Published on 16.11.2022

Webinar dedicated to Circular CSSF 22/821 on the revised Long Form Report for credit institutions

Link

CSSF circular

Published on 16.11.2022

ABBL – CSSF Presentation : Circular CSSF 22/821 on the revised Long Form Report for banks

PDF (1.78Mb)

Communiqué

Published on 09.11.2022

Communication to the investment fund industry on SFDR RTS confirmation letter – Update

Page

CSSF circular

Updated on 11.11.2024 - Published on 25.10.2022

Circular CSSF 22/821 (as amended by Circulars CSSF 24/865 and CSSF 23/845)

Long Form Report
Practical rules concerning the self-assessment questionnaire to be submitted by institutions
Mission and related reports of the statutory auditors (réviseurs d’entreprises agréés)

PDF (203.14Kb)

PDF (196.89Kb)

Communiqué

Published on 25.10.2022

Publication of Circular CSSF 22/821 on the revised long form report for credit institutions

Page

Form

Published on 25.10.2022

Agreed-upon procedures to be performed by the statutory auditors as part of the long form report

XLSX (53.34Kb)

Form

Published on 25.10.2022

Self-Assessment Questionnaire to be submitted annually by credit institutions

XLSX (778.23Kb)

Form

Published on 06.09.2022

Confirmation letter for the purpose of CSSF visa stamping of AIF prospectus/issuing document updated in relation to the pre-contractual disclosure requirements specified in the Commission Delegated Regulation 2022/1288 of 6 April 2022 supplementing Regulation (EU) 2019/2088 (“CDR”)

DOCX (44.81Kb)

Form

Updated on 31.10.2022 - Published on 06.09.2022

Confirmation letter for the purpose of CSSF visa stamping of UCITS prospectus updated in relation to the pre-contractual disclosure requirements specified in the Commission Delegated Regulation 2022/1288 of 6 April 2022 supplementing Regulation (EU) 2019/2088 (“CDR”)

DOCX (50.67Kb)

Communiqué

Published on 06.09.2022

Communication to the investment fund industry on SFDR RTS confirmation letter

Page

Administrative sanction

Published on 01.09.2022

Administrative sanctions of 4 and 17 May 2022

Administrative sanctions imposed on the investment firm Fuchs & Associés Finance S.A.

PDF (46.08Kb)

PDF (45.38Kb)

Communiqué

Published on 27.07.2022

Communication to the investment fund industry on regulatory requirements in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector (SFDR) and upcoming entry into force of SFDR Level 2 provisions (SFDR RTS)

Page

Communiqué

Published on 01.07.2022

Communiqué related to the notification template for outsourcing a critical or important business process (BPO)

Page

Form

Published on 01.07.2022

Notification template for outsourcing a critical or important business process (BPO)

DOCX (169.68Kb)

CSSF circular

Published on 25.05.2022

Circular CSSF 22/814

on the monitoring of the threshold and other procedural aspects on the establishment of an intermediate EU parent undertaking under Article 21b of Directive 2013/36/EU (EBA/GL/2021/08)

PDF (511.28Kb)

List

Updated on 15.07.2024 - Published on 11.05.2022

List of annual closing documents to be submitted by Post Luxembourg (only in French)

PDF (134.2Kb)

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Search Results for Internal governance

Advanced filters

169 Result(s)

2022 Thematic Review: STOR Obligations of IFMs

Consultation paper on Guidelines

Circular CSSF 22/824

CSSF FAQ Sustainable Finance Disclosure Regulation (SFDR)

Webinar dedicated to Circular CSSF 22/821 on the revised Long Form Report for credit institutions

ABBL – CSSF Presentation : Circular CSSF 22/821 on the revised Long Form Report for banks

Communication to the investment fund industry on SFDR RTS confirmation letter – Update

Circular CSSF 22/821 (as amended by Circulars CSSF 24/865 and CSSF 23/845)

Publication of Circular CSSF 22/821 on the revised long form report for credit institutions

Agreed-upon procedures to be performed by the statutory auditors as part of the long form report

Self-Assessment Questionnaire to be submitted annually by credit institutions

Confirmation letter for the purpose of CSSF visa stamping of AIF prospectus/issuing document updated in relation to the pre-contractual disclosure requirements specified in the Commission Delegated Regulation 2022/1288 of 6 April 2022 supplementing Regulation (EU) 2019/2088 (“CDR”)

Confirmation letter for the purpose of CSSF visa stamping of UCITS prospectus updated in relation to the pre-contractual disclosure requirements specified in the Commission Delegated Regulation 2022/1288 of 6 April 2022 supplementing Regulation (EU) 2019/2088 (“CDR”)

Communication to the investment fund industry on SFDR RTS confirmation letter

Administrative sanctions of 4 and 17 May 2022

Communication to the investment fund industry on regulatory requirements in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector (SFDR) and upcoming entry into force of SFDR Level 2 provisions (SFDR RTS)

Communiqué related to the notification template for outsourcing a critical or important business process (BPO)

Notification template for outsourcing a critical or important business process (BPO)

Circular CSSF 22/814

List of annual closing documents to be submitted by Post Luxembourg (only in French)