Search Results for “Internal governance” – Page 8

Communiqué

Published on 15.02.2021

STOR Survey (2019-2020)

General findings and observations

Page

Press release

Published on 05.02.2021

Communication on the SFDR fast track procedure and the deadline of 10 March 2021

Press release 21/03

Page

Studies and reports

Published on 18.12.2020

CSSF Thematic Review Efficient Portfolio Management by UCITS – Revenues & Costs/Fees results

Following the thematic review on the use by UCITS of efficient portfolio management techniques (EPM), this publication concerns the main observations made by the CSSF together with the related recommendations and improvements. The review was focused on the regulatory provisions on revenues and costs / fees arising from these EPM techniques as well as the related controls in place at the level of the management companies.

PDF (213.36Kb)

CSSF FAQ

Published on 18.12.2020

CSSF FAQ – Use of Securities Financing Transactions by UCITS

This publication is a CSSF FAQ in relation to the use by Luxembourg-domiciled UCITS of the following Securities Financing Transactions: securities lending transactions, reverse repurchase agreement transactions and repurchase agreement transactions. The objective of the FAQ is to bring further clarity concerning the use by UCITS of these SFTs, thereby taking into account the applicable regulatory framework as well as the supervisory experienced gained by the CSSF over the last years.

PDF (239.63Kb)

Communiqué

Published on 18.12.2020

Publication of the Results of the CSSF Thematic Review on Efficient Portfolio Management – Revenues & Costs/Fees and of the CSSF FAQ on the use of Securities Financing Transactions by UCITS

Page

Communiqué

Published on 16.12.2020

Communication on regulatory requirements and fast track procedure in relation to Regulation (EU) 2019/2088 on the sustainability-related disclosures in the financial services sector

Page

CSSF guidance

Published on 07.12.2020

Prudential procedure for the appointment of directors, authorised managers and key function holders in investment firms (only in French)

Applicable as from 1 January 2021

PDF (161.31Kb)

Press release

Published on 07.12.2020

End of the transitional period on 31 December 2020 following the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union

Press release 20/26

Page

CSSF circular

Published on 29.09.2020

Circular CSSF 20/752

ESMA Guidelines on Liquidity Stress Testing in UCITS and AIFs

PDF (580.89Kb)

PDF (397.17Kb)

CSSF guidance

Published on 11.05.2011

UCI and Islamic finance

PDF (81.83Kb)

PDF (85.29Kb)

Press release

Published on 10.01.2013

To all Luxembourg advisers of undertakings for collective investment referred to in the Law of 17 December 2010 or of specialised investment funds referred to in the Law of 13 February 2007 (the “Advisers”)

Press release 13/02

Page

Guidelines

Published on 25.02.2019

The EBA Guidelines on outsourcing arrangements

EBA/GL/2019/02

Lien

Link

Technical document

Updated on 09.02.2021 - Published on 22.08.2018

Instructions relating to the table IF “Persons responsible for certain functions and activities” (only in French)

PDF (570.77Kb)

Form

Published on 26.07.2018

Notification of information on changes to the membership of the management body

DOCX (139.2Kb)

DOCX (144.78Kb)

Form

Published on 11.10.2018

List of members of the management body

DOCX (125.89Kb)

DOCX (140.35Kb)

CSSF FAQ

Updated on 15.06.2021 - Published on 30.11.2010

FAQ (Part II) on the statuses of PFS (being updated)

PDF (593.47Kb)

PDF (518.62Kb)

CSSF FAQ

Updated on 24.10.2018 - Published on 05.05.2010

FAQ (Part I) on how to obtain authorisation as PFS (being updated)

PDF (268.06Kb)

PDF (252.21Kb)

Law

Updated on 10.02.2025 - Published on 10.11.2009

Law of 10 November 2009 (coordinated version)

on payment services

PDF (1.58Mb)

PDF (1.05Mb)

Law

Updated on 10.02.2025 - Published on 05.04.1993

Law of 5 April 1993 (consolidated version)

on the financial sector

PDF (2.42Mb)

PDF (2.43Mb)

CSSF circular

Updated on 30.06.2022 - Published on 27.09.2004

Circular CSSF 04/155 (as amended by Circular CSSF 22/806)

The Compliance function

PDF (159.42Kb)

PDF (162.09Kb)

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Search Results for Internal governance

Advanced filters

168 Result(s)

STOR Survey (2019-2020)

Communication on the SFDR fast track procedure and the deadline of 10 March 2021

CSSF Thematic Review Efficient Portfolio Management by UCITS – Revenues & Costs/Fees results

CSSF FAQ – Use of Securities Financing Transactions by UCITS

Publication of the Results of the CSSF Thematic Review on Efficient Portfolio Management – Revenues & Costs/Fees and of the CSSF FAQ on the use of Securities Financing Transactions by UCITS

Communication on regulatory requirements and fast track procedure in relation to Regulation (EU) 2019/2088 on the sustainability-related disclosures in the financial services sector

Prudential procedure for the appointment of directors, authorised managers and key function holders in investment firms (only in French)

End of the transitional period on 31 December 2020 following the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union

Circular CSSF 20/752

UCI and Islamic finance

To all Luxembourg advisers of undertakings for collective investment referred to in the Law of 17 December 2010 or of specialised investment funds referred to in the Law of 13 February 2007 (the “Advisers”)

The EBA Guidelines on outsourcing arrangements

Instructions relating to the table IF “Persons responsible for certain functions and activities” (only in French)

Notification of information on changes to the membership of the management body

List of members of the management body

FAQ (Part II) on the statuses of PFS (being updated)

FAQ (Part I) on how to obtain authorisation as PFS (being updated)

Law of 10 November 2009 (coordinated version)

Law of 5 April 1993 (consolidated version)

Circular CSSF 04/155 (as amended by Circular CSSF 22/806)