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36 Result(s)
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CSSF FAQ
Updated on 17.11.2022 - Published on 14.04.2020
CSSF FAQ – MiFID II/MiFIR
Version of 17 November 2022
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EU FAQ
Published on 06.12.2019
Questions and Answers on MiFIR data reporting
Link to the ESMA Q&A Tool
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EU FAQ
Published on 05.12.2019
Questions and Answers on MiFID II and MiFIR transparency topics
Link to the ESMA Q&A Tool
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EU FAQ
Published on 06.12.2019
ESMA Questions and Answers on MiFID II and MiFIR market structures topics
Link to the ESMA Q&A Tool
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RTS
Published on 13.06.2016
Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 (RTS 3)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations
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EU regulation
Published on 14.05.2014
Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014
on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)
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CSSF regulation
Published on 26.06.2019
CSSF Regulation No 19-05 of 26 June 2019
prohibiting the marketing, distribution or sale of binary options to retail clients
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CSSF regulation
Published on 26.06.2019
CSSF Regulation No 19-06 of 26 June 2019
restricting the marketing, distribution or sale of contracts for differences to retail clients
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Grand-ducal regulation
Published on 13.07.2017
Grand-ducal Regulation of 13 July 2007 (consolidated version)
relating to the keeping of the official listing for financial instruments
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Law
Published on 03.09.1996
Law of 3 September 1996 (consolidated version)
concerning the involuntary dispossession of bearer securities
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Law
Updated on 10.02.2025 - Published on 05.04.1993
Law of 5 April 1993 (consolidated version)
on the financial sector
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CSSF circular
Published on 19.07.2019
Circular CSSF 19/723
ESMA Guidelines on the application of the definitions of commodity derivatives in Sections C6 and C7 of Annex I of MiFID II
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CSSF circular
Published on 13.04.2018
Circular CSSF 18/690
Guidelines of the European Securities and Markets Authority (ESMA) on the management body of market operators and data reporting services providers
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CSSF circular
Published on 01.12.2017
Circular CSSF 17/674
ESMA Guidelines on transaction reporting and order record keeping under Regulation (EU) No 600/2014 on markets in financial instruments (“MiFIR”) and clock synchronisation pursuant to Directive 2014/65/EU on markets in financial instruments (“MiFID II”) and details on transaction reporting on financial instruments under MiFIR
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CSSF circular
Updated on 13.10.2023 - Published on 31.07.2007
Circular CSSF 07/307 (as amended by Circulars CSSF 13/560, 13/568, 14/585 and 23/841)
MiFID: Conduct of business rules in the financial sector
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CSSF circular
Published on 01.10.2002
Circular CSSF 02/71
Law of 3 September 1996 concerning the involuntary dispossession of bearer securities
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