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43 Result(s)
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EU FAQ
Published on 06.12.2019
Questions and Answers on MiFIR data reporting
Link to the ESMA Q&A Tool
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Administrative sanction
Published on 01.09.2022
Administrative sanctions of 4 and 17 May 2022
Administrative sanctions imposed on the investment firm Fuchs & Associés Finance S.A.
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RTS
Published on 09.03.2016
Commission Delegated Regulation (EU) 2016/958 of 9 March 2016
supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest
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EU directive
Published on 15.05.2014
Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014
on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU
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Law
Updated on 17.01.2025 - Published on 30.05.2018
Law of 30 May 2018 (consolidated version)
on markets in financial instruments
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Communiqué
Published on 12.10.2017
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Press release
Published on 29.12.2017
Application of MiFID II/MiFIR as of 3 January 2018
Press release 17/47
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Grand-ducal regulation
Published on 01.01.2023
Grand-ducal Regulation of 23 December 2022
relating to the fees to be levied by the Commission de Surveillance du Secteur Financier
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EU regulation
Published on 15.05.2014
Level 2 measures under MiFID II
Implementing and Delegated Acts on Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU
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EU regulation
Published on 15.05.2014
Level 2 measures under MiFIR
Implementing and Delegated Acts on Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012
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CSSF guidance
Published on 21.09.2019
TAF Handbook
Version 2019.2
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CSSF FAQ
Updated on 17.11.2022 - Published on 14.04.2020
CSSF FAQ – MiFID II/MiFIR
Version of 17 November 2022
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EU FAQ
Published on 06.12.2019
ESMA Questions and Answers on MiFID II and MiFIR market structures topics
Link to the ESMA Q&A Tool
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ITS
Published on 26.02.2018
Commission Implementing Regulation (EU) 2018/292 of 26 February 2018
laying down implementing technical standards with regard to procedures and forms for exchange of information and assistance between competent authorities according to Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse
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RTS
Published on 17.05.2016
Commission Delegated Regulation (EU) 2016/960 of 17 May 2016
supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings
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EU regulation
Published on 14.05.2014
Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014
on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)
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CSSF regulation
Published on 26.06.2019
CSSF Regulation No 19-05 of 26 June 2019
prohibiting the marketing, distribution or sale of binary options to retail clients
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CSSF regulation
Published on 26.06.2019
CSSF Regulation No 19-06 of 26 June 2019
restricting the marketing, distribution or sale of contracts for differences to retail clients
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Grand-ducal regulation
Published on 13.07.2017
Grand-ducal Regulation of 13 July 2007 (consolidated version)
relating to the keeping of the official listing for financial instruments
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Grand-ducal regulation
Updated on 22.11.2022 - Published on 30.05.2018
Grand-ducal Regulation of 30 May 2018 (consolidated version)
on the protection of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
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