Search Results for Transparency

Form to be used for the purposes of notifying the acquisition or disposal of major holdings (PDF)

Form to be used for the purposes of notifying the acquisition or disposal of major holdings (docx)

Standard form for the notification of Home Member State

supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggregation of data

on the use by third country issuers of securities of information prepared under internationally accepted accounting standards

amending Decision 2008/961/EC on the use by third countries’ issuers of securities of certain third country’s national accounting standards and International Financial Reporting Standards to prepare their consolidated financial statements

supplementing Directive 2004/109/EC of the European Parliament and of the Council with regard to certain regulatory technical standards on major holdings

on the use by third countries’ issuers of securities of certain third country’s national accounting standards and International Financial Reporting Standards to prepare their consolidated financial statements (coordinated version)

amending Decision 2008/961/EC on the use by third countries’ issuers of securities of certain third country’s national accounting standards and International Financial Reporting Standards to prepare their consolidated financial statements

on the application of international accounting standards

establishing a mechanism for the determination of equivalence of accounting standards applied by third country issuers of securities pursuant to Directives 2003/71/EC and 2004/109/EC of the European Parliament and of the Council (coordinated version)

on prospectuses for securities

on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Minimum quality standards to be complied with by an officially appointed mechanism for the central storage of regulated information (OAM)

amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions

Publication in the electronic reference database of the financial centre (“référentiel de la place”) of the simplified and full prospectuses as well as the annual and half-yearly reports by undertakings for collective investment

Abolition of any prior control by the CSSF of advertising material used by persons and companies supervised by the CSSF; abrogation of point II. of Chapter L. of IML circular 91/75; abrogation of the two last sentences of point IV. 5.11 of CSSF circular 2000/15

Rules applicable to undertakings for collective investment when they employ certain techniques and instruments relating to transferable securities and money market instruments

Guidelines concerning the remuneration policies in the financial sector