Search Results for “Internal governance” – Page 2

Long Form Report – Practical rules concerning the self-assessment questionnaire to be submitted by investment firms – Mission and related reports of the réviseurs d’entreprises agréés (approved statutory auditors)

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Published on 24.12.2024

The CSSF issues the new FAQ on Circular CSSF 24/856 concerning the protection of investors in case of an NAV calculation error, an instance of non-compliance with the investment rules and other errors at UCI level

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Search Results for Internal governance

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FAQ in relation to the acceptability of external experts to exercise the function of internal audit of a supervised entity of the financial sector (only in French)

Pillar 3 framework

The European Banking Authority published the Guidelines on the role and responsibilities of the AML/CFT compliance officer (the “Guidelines”)

ESMA publishes its Final Report on Guidelines on funds’ names using ESG or sustainability-related terms

Publication of Circular CSSF 24/853 on the revised long form report for investment firms

Reminder of professional obligations – Law of 25 March 2020, as amended, establishing a central electronic data retrieval system related to payment accounts and bank accounts identified by IBAN and safe-deposit boxes held by credit institutions in Luxembourg (“Central System” or “CRBA”)

SFDR data collection exercise for investment fund managers (IFMs) on regulatory requirements in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector (SFDR)

Publication of Circular CSSF 22/824 – Application of the Guidelines of the European Banking Authority on Loan Origination and Monitoring (EBA/GL/2020/06)

Circular CSSF 21/773 on the management of climate-related and environmental risks – Claude Wampach (Annual Report 2021)

Publication of Circular CSSF 25/870 amending Circular CSSF 24/853 on the revised long form report for investment firms

Adoption of the new banking package – (CRR III/CRD VI)

Payment of variable remuneration in non-SNI IFR investment firms: findings of non-compliance during the EBA’s benchmarking exercise on remuneration practices for financial year 2022

Circular CSSF 21/769 on teleworking will apply as from 1 July 2022

The EBA consults on draft Guidelines on the role, tasks and responsibilities of AML/CFT compliance officers

Sample of credit institutions and investment firms in scope of the EBA data collection exercise on benchmarking of diversity practices

UCI notification in accordance with Circular CSSF 24/856

Circular CSSF 25/870

The CSSF issues the new FAQ on Circular CSSF 24/856 concerning the protection of investors in case of an NAV calculation error, an instance of non-compliance with the investment rules and other errors at UCI level