Search Results for “Internal governance” – Page 3

laying down implementing technical standards for the application of Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to supervisory reporting and disclosures of investment firms (Text with EEA relevance)

Lien

Link

Communiqué

Published on 21.08.2024

ESMA publishes translations of its Guidelines on funds’ names using ESG or sustainability-related terms

Page

Guidelines

Published on 15.12.2023

Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers, as a whole, under Directive (EU) 2021/2167

EBA/GL/2023/09

Lien

Link

EU regulation

Published on 08.12.2021

Directive (EU) 2021/2167 of the European Parliament and of the Council of 24 November 2021

on credit servicers and credit purchasers and amending Directives 2008/48/EC and 2014/17/EU (Text with EEA relevance)

Lien

Link

Law

Published on 26.07.2024

Law of 15 July 2024

on the transfer of non-performing loans, and:

1° transposing Directive (EU) 2021/2167 of the European Parliament and of the Council of du 24 November 2021 on credit servicers and credit purchasers, and amending Directives 2008/48/EC and 2014/17/EU;
2° implementing Regulation (EU) 2022/2036 of the European Parliament and of the Council of 19 October 2022 amending Regulation (EU) No 575/2013 and Directive 2014/59/EU as regards the prudential treatment of global systemically important institutions with a multiple-point-of-entry resolution strategy and methods for the indirect subscription of instruments eligible for meeting the minimum requirement for own funds and eligible liabilities;
3° amending:
(a) the Consumer Code;
(b) the amended Law of 5 April 1993 on the financial sector;
(c) the amended Law of 23 December 1998 establishing a financial sector supervisory commission (“Commission de surveillance du secteur financier”);
(d) the amended Law of 22 March 2004 on securitisation and amending
– the amended Law of 5 April 1993 on the financial sector;
– the amended Law of 23 December 1998 establishing a financial sector supervisory commission (“Commission de surveillance du secteur financier”);
– the Law of 27 July 2003 on the trust and on fiduciary contracts;
– the amended Law of 4 December 1967 on income tax;
– the amended Law of 16 October 1934 on wealth tax;
– the amended Law of 12 February 1979 on value added tax;
(e) the amended Law of 5 August 2005 on financial collateral arrangements;
(f) the amended Law of 18 December 2015 on the failure of credit institutions and certain investment firms.

Lien

PDF (182.82Kb)

Communiqué

Published on 19.07.2024

Worldwide major outage due to CrowdStrike Agent and handling of potential impacts on undertakings for collective investment

Page

CSSF circular

Published on 27.06.2024

Circular CSSF 24/858

Application of the Guidelines of the European Banking Authority on benchmarking of diversity practices, including diversity policies and gender pay gap, under Directive 2013/36/EU and Directive (EU) 2019/2034 (EBA/GL/2023/08)

PDF (260.4Kb)

PDF (537.53Kb)

Form

Updated on 11.07.2024 - Published on 26.06.2024

Table relating to the persons designated as responsible for certain functions pursuant to the CSSF circulars (Reference RD-9)

In accordance with Annex 2 to Circular CSSF 24/850

DOCX (114.35Kb)

DOCX (116.08Kb)

Communiqué

Published on 20.06.2024

Update of the CSSF FAQ providing clarifications for UCITS in relation to shortened settlement cycle in the United States

Page

Communiqué

Published on 22.05.2024

Assessment of professional standing and experience – update of the declarations of honour

Page

Communiqué

Published on 16.05.2024

CSSF-ALFI Webinar on the new Circular CSSF 24/856 reforming Circular CSSF 02/77 on NAV calculation errors and investment breaches at the level of UCIs

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Search Results for Internal governance

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168 Result(s)

FAQ on Circular CSSF 24/856

Update of the CSSF FAQ concerning the Luxembourg Law of 17 December 2010 to provide clarifications regarding portfolio transparency for actively managed ETFs

CSSF Feedback Report – Self-assessment questionnaire, separate report and management letter for funds

Communication to the investment fund industry in relation to the ESMA Guidelines on funds’ names using ESG or sustainability-related terms

The CSSF makes available the UCI forms for the notification of errors and instances of non-compliance under Circular CSSF 24/856

Circular CSSF 24/865

Circular CSSF 24/863

Communication to the investment fund industry in relation to the ESMA Guidelines on funds’ names using ESG or sustainability-related terms

Fund naming confirmation letter accompanying the submission of the fund prospectus/issuing document (“Prospectus”) updated in accordance with the ESMA Guidelines on funds’ names (“GL”) under the priority processing procedure (“PPP”)

Commission Implementing Regulation (EU) 2021/2284 of 10 December 2021

ESMA publishes translations of its Guidelines on funds’ names using ESG or sustainability-related terms

Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers, as a whole, under Directive (EU) 2021/2167

Directive (EU) 2021/2167 of the European Parliament and of the Council of 24 November 2021

Law of 15 July 2024

Worldwide major outage due to CrowdStrike Agent and handling of potential impacts on undertakings for collective investment

Circular CSSF 24/858

Table relating to the persons designated as responsible for certain functions pursuant to the CSSF circulars (Reference RD-9)

Update of the CSSF FAQ providing clarifications for UCITS in relation to shortened settlement cycle in the United States

Assessment of professional standing and experience – update of the declarations of honour

CSSF-ALFI Webinar on the new Circular CSSF 24/856 reforming Circular CSSF 02/77 on NAV calculation errors and investment breaches at the level of UCIs