Search Results for “Internal governance” – Page 4

Long Form Report – Practical rules concerning the self-assessment questionnaire to be submitted by investment firms – Mission and related reports of the réviseurs d’entreprises agréés (approved statutory auditors)

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CSSF circular

Published on 25.01.2024

Circular CSSF 24/851

Application of the Guidelines of the European Banking Authority on overall recovery capacity in recovery planning (EBA/GL/2023/06)

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Technical document

Published on 19.01.2024

Summary table of information systems for external use (Reference RD-16)

In accordance with Annex 2 to Circular CSSF 24/850 and point 2.6.1. of Annex 1 to Circular CSSF 24/850.

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Technical document

Updated on 16.05.2024 - Published on 19.01.2024

Table of recommendations of the “réviseur d’entreprises agréés” (approved statutory auditor) (Reference CL-11)

As detailed in point 4.2. of Circular CSSF 24/850

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Technical document

Published on 19.01.2024

Separate Report for support PFS de support authorised under Articles 29-1 or 29-2 of the LFS and categorised as “Low risk”, “Medium risk” or “High risk”

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Technical document

Published on 19.01.2024

Separate Report for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “High risk”

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Technical document

Published on 19.01.2024

Separate Report for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Medium risk”

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Technical document

Published on 19.01.2024

Separate Report for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Low risk”

PDF (215.76Kb)

Technical document

Published on 19.01.2024

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-1 or 29-2 of the LFS and categorised as “Low risk”, “Medium risk” or “High risk”

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Technical document

Published on 19.01.2024

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “High risk”

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Technical document

Published on 19.01.2024

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Medium risk”

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Technical document

Published on 19.01.2024

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Low risk”

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CSSF guidance

Published on 19.01.2024

Rotation plan

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PDF (152.15Kb)

CSSF circular

Published on 19.01.2024

Circular CSSF 24/850

Practical rules concerning the descriptive report and the self-assessment questionnaire to be submitted on an annual basis by support PFS.

Engagement of the réviseurs d’entreprises agréés (approved statutory auditors) of support PFS and practical rules concerning the management letter and the separate report to be drawn up on an annual basis.

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PDF (290.59Kb)

Communiqué

Published on 19.01.2024

Publication of Circular CSSF 24/850 defining the documents to be submitted annually by support PFS and their réviseurs d’entreprises agréés (approved statutory auditors)

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CSSF circular

Published on 05.01.2024

Circular CSSF 24/848

Application of the Guidelines of the European Banking Authority on the criteria for the identification, evaluation, management and mitigation of the risks arising from potential changes in interest rates and of the assessment and monitoring of credit spread risk, of institutions’ non-trading book activities (EBA/GL/2022/14)

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Search Results for Internal governance

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Review of policies promoting diversity within the management body of credit institutions

FAQ related to the provisions of Circular CSSF 22/824 concerning the application of the Guidelines of the European Banking Authority on Loan Origination and Monitoring (EBA/GL/2020/06)

Circular CSSF 24/856

The CSSF publishes the reform of Circular CSSF 02/77 on NAV calculation errors and investment breaches

Circular CSSF 24/853 (as amended by Circular CSSF 25/870)

Circular CSSF 24/851

Summary table of information systems for external use (Reference RD-16)

Table of recommendations of the “réviseur d’entreprises agréés” (approved statutory auditor) (Reference CL-11)

Separate Report for support PFS de support authorised under Articles 29-1 or 29-2 of the LFS and categorised as “Low risk”, “Medium risk” or “High risk”

Separate Report for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “High risk”

Separate Report for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Medium risk”

Separate Report for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Low risk”

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-1 or 29-2 of the LFS and categorised as “Low risk”, “Medium risk” or “High risk”

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “High risk”

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Medium risk”

Self-Assessment Questionnaire for support PFS de support authorised under Articles 29-3, 29-5 or 29-6 of the LFS and categorised as “Low risk”

Rotation plan

Circular CSSF 24/850

Publication of Circular CSSF 24/850 defining the documents to be submitted annually by support PFS and their réviseurs d’entreprises agréés (approved statutory auditors)

Circular CSSF 24/848